We provide a comprehensive securities violations practice, in which we defend clients against criminal charges and allegations of SEC violations.
Our white-collar criminal defense attorneys have extensive experience representing clients facing criminal charges involving securities transactions. Our experience includes representing clients in federal criminal investigations involving:
- Insider Trading
- Stock Churning
- Compliance Failures
- SEC Regulations Violations
- Theft
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- Market Manipulation
- Securities Fraud
- Corporate Officer Misconduct
- Inaccurate Prospectus
- Reporting Violations
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Illegal and fraudulent securities activity can result in an SEC investigation, civil penalties, and a federal criminal charge. If you are under investigation for securities violations or are already charged or indicted for securities violations, you need a white-collar criminal defense attorney who also understands the complexities of the financial markets and who has experience representing clients in securities cases. Our lawyers have successfully represented clients in cases involving a wide range of investments and every form of misconduct. In addition, our securities attorneys have experience analyzing, preparing, and presenting complex financial evidence.
Practice Area Overview
