With many white-collar criminal prosecutions, investigations begin internally. At the conclusion, a compliance officer or investigator may find cause to turn the findings over to law enforcement or the Government for possible prosecution. Procedural rights Unlike...
What do you know about the discovery process?
The American Bar Association breaks down how parties share information they wish to use during the trial. Learn how discovery works to better prepare yourself and your case. Understanding discovery During the discovery process, both sides share details about the...
CFTC Looking for Whistle blowers in the Commodities and Derivative Markets
The Commodity Futures Trading Commission (CTFC) is encouraging whistleblowers with knowledge of corrupt practices to step forward and submit an application for a reward. The CFTC will pay monetary rewards for whistleblowers who report successful leads resulting in...
What should you know about mail fraud?
What is mail fraud? The Congressional Research Service discusses everything you need to know about mail fraud. First, what is it? Mail fraud occurs when you use the U.S. postal system in the furtherance of a fraudulent scheme. For example, it includes sending out...
Why is insider trading bad for the market?
What is insider trading? The U.S. Securities and Exchange Commission examines the potential issues that stem from insider trading. Insider trading happens when an individual uses information not yet available to the public in their stock decisions. For...
The FCPA and foreign officials
Whether you run a company that conducts business overseas or you have a high-profile position that has placed you abroad, it is important to understand the ins and outs of the Foreign Corrupt Practices Act (FCPA) if you are facing charges related to FCPA violations....
What does Texas consider a criminal conspiracy?
Charges of conspiracy to commit a crime can result in additional legal consequences beyond those for the crime itself. Frequently, clients are unaware they have engaged in conspiracy by Texas law. Review the state's definition of a conspiracy and the possible legal...
What pharmacists should know about prescription fraud
The opioid epidemic in the United States has led to an increase in cases involving prescription fraud. As a pharmacist, one may be at risk of facing criminal charges if state and federal laws are not carefully followed for distributing controlled substances....
What does the SEC consider insider trading?
Corporate insiders, such as executives, managers and directors, regularly buy and sell securities issued by the companies they manage. Experienced market participants often monitor and view these transactions as possible trading signals. Such observations may help you...
High-profile embezzlement cases and your reputation
Embezzlement, a white collar crime. will have a number of especially challenging issues to work through. Whenever embezzlement charges arise, those facing allegations of wrongdoing have numerous financial and legal repercussions to take into account. The outcome of a...
