Category: Fraud

The Financial Industry Regulatory Authority (“FINRA”) has seen a significant rise in market manipulation alerts and fraud reports during the COVID-19 pandemic.  FINRA is working on improving coordination and transparency in its enforcement efforts as well as its use…
On May 13, 2020, the Eastern District of Texas U.S. Attorney change an individual with allegedly attempting to receive over $ 10 million dollars of Small Business Administration loans  under the CARES Act. The allegations are that the defendant…
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